Unclaimed Profile

Jeffrey Davis Kowal

KOWAL INVESTMENT GROUP, LLC·BROOKFIELD, Wisconsin

SIE, Series 1, Series 7, Series 24, Series 63, Series 65ChFC22 years registeredKOWAL INVESTMENT GROUP, LLC

17775 WEST BLUEMOUND ROAD, BROOKFIELD, WI 53045CRD# 817643Firm CRD# 113169

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Davis Kowal · BROOKFIELD, WI

Registration

CRD #817643 · KOWAL INVESTMENT GROUP, LLC · 22 years registered

Brand Profile

Not yet started

Career History

CREATIVE PLANNING

Dec 2024 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Aug 2009 – Oct 2020

WAUKESHA, WI

KOWAL INVESTMENT GROUP, LLC

Feb 2007 – Dec 2024

BROOKFIELD, WI

SAGEPOINT FINANCIAL, INC.

Oct 2005 – Aug 2009

WAUKESHA, WI

SUNAMERICA SECURITIES, INC.

Sep 2003 – Oct 2005

ELM GROVE, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · September 5, 2003

Years registered · 22

Professional designation · ChFC

Disclosure History

2001Customer Dispute·Closed-No Action

2001Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KOWAL INVESTMENT GROUP, LLC

CRD 113169 · SEC 801-119756

AUM

$1.1B

Regulatory assets under management

Employees

4,527 client accounts

Services offered by KOWAL INVESTMENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KOWAL INVESTMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey Davis Kowal offer?

Jeffrey Davis Kowal specializes in Financial Planning, Investment Management. Contact their office in BROOKFIELD, Wisconsin for a consultation.

What are Jeffrey Davis Kowal's credentials?

Jeffrey Davis Kowal holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jeffrey Davis Kowal located?

Jeffrey Davis Kowal is based in BROOKFIELD, Wisconsin, working with KOWAL INVESTMENT GROUP, LLC. Their office serves clients in the BROOKFIELD metropolitan area and surrounding communities.

How does Jeffrey Davis Kowal charge for services?

Jeffrey Davis Kowal's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KOWAL INVESTMENT GROUP, LLC?

KOWAL INVESTMENT GROUP, LLC has approximately 22 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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