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Thomas John Portz

STERLING CAPITAL MANAGEMENT INC·BROOKFIELD, Wisconsin
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17160 W. NORTH AVE, BROOKFIELD, WI 53005CRD# 1218627Firm CRD# 106822
01

About

Thomas John Portz is a registered financial advisor based in BROOKFIELD, Wisconsin, affiliated with STERLING CAPITAL MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
STERLING CAPITAL MANAGEMENT INC
STERLING CAPITAL MANAGEMENT INC
AUM
$214M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at STERLING CAPITAL MANAGEMENT INC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 1218627
Firm CRD# 106822
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas John Portz offer?
Thomas John Portz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BROOKFIELD, Wisconsin for a consultation.
What are Thomas John Portz's credentials?
Thomas John Portz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas John Portz located?
Thomas John Portz is based in BROOKFIELD, Wisconsin, working with STERLING CAPITAL MANAGEMENT INC. Their office serves clients in the BROOKFIELD metropolitan area and surrounding communities.
How does Thomas John Portz charge for services?
Thomas John Portz's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is STERLING CAPITAL MANAGEMENT INC?
STERLING CAPITAL MANAGEMENT INC has approximately 3 employees and manages $214M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at STERLING CAPITAL MANAGEMENT INC

Timothy John Portz
BROOKFIELD, WI

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