Unclaimed Profile

Daniel Richard Glaser

CHARTER CAPITAL MANAGEMENT, INC.·BROOKFIELD, Wisconsin

SIE, Series 6, Series 26, Series 63, Series 65CFPClean record27 years registeredCHARTER CAPITAL MANAGEMENT, INC.

13805 W BURLEIGH ROAD, BROOKFIELD, WI 53005CRD# 2750930Firm CRD# 35919

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Richard Glaser · BROOKFIELD, WI

Registration

CRD #2750930 · CHARTER CAPITAL MANAGEMENT, INC. · 27 years registered

Brand Profile

Not yet started

Career History

CHARTER CAPITAL MANAGEMENT, INC

May 2004 – present

INNOVATIVE INVESTMENT ADVISORY, INC.

Jan 1999 – May 2004

BROOKFIELD, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 26

Series 63

Series 65

Registration record

First registered · January 1, 1999

Years registered · 27

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CHARTER CAPITAL MANAGEMENT, INC.

CRD 35919 · SEC 801-16127

AUM

$356M

Regulatory assets under management

Employees

368 client accounts

Services offered by CHARTER CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CHARTER CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Daniel Richard Glaser offer?

Daniel Richard Glaser specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in BROOKFIELD, Wisconsin for a consultation.

What are Daniel Richard Glaser's credentials?

Daniel Richard Glaser holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Daniel Richard Glaser located?

Daniel Richard Glaser is based in BROOKFIELD, Wisconsin, working with CHARTER CAPITAL MANAGEMENT, INC.. Their office serves clients in the BROOKFIELD metropolitan area and surrounding communities.

How does Daniel Richard Glaser charge for services?

Daniel Richard Glaser's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHARTER CAPITAL MANAGEMENT, INC.?

CHARTER CAPITAL MANAGEMENT, INC. has approximately 5 employees and manages $356M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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