Unclaimed Profile

Susan Marie Van Tress

LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.·YAKIMA, Washington

SIE, Series 7, Series 66Clean record21 years registeredLEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.

3908 CREEKSIDE LOOP, YAKIMA, WA 98902CRD# 4304938Firm CRD# 116891

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Susan Marie Van Tress · YAKIMA, WA

Registration

CRD #4304938 · LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. · 21 years registered

Brand Profile

Not yet started

Career History

LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.

Jan 2015 – present

LPL FINANCIAL LLC

Mar 2005 – Jul 2013

RICHLAND, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · March 28, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.

CRD 116891 · SEC 801-77834

AUM

$712M

Regulatory assets under management

Employees

2,897 client accounts

Services offered by LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. →

Introduction

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Frequently Asked Questions

What services does Susan Marie Van Tress offer?

Susan Marie Van Tress specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in YAKIMA, Washington for a consultation.

What are Susan Marie Van Tress's credentials?

Susan Marie Van Tress is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Susan Marie Van Tress located?

Susan Marie Van Tress is based in YAKIMA, Washington, working with LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.. Their office serves clients in the YAKIMA metropolitan area and surrounding communities.

How does Susan Marie Van Tress charge for services?

Susan Marie Van Tress's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.?

LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. has approximately 15 employees and manages $712M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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