Unclaimed Profile

Benjamin John Rickey

LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.·YAKIMA, Washington

SIE, Series 7, Series 24, Series 63, Series 6528 years registeredLEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.

3908 CREEKSIDE LOOP, YAKIMA, WA 98902CRD# 2889615Firm CRD# 116891

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Benjamin John Rickey · YAKIMA, WA

Registration

CRD #2889615 · LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. · 28 years registered

Brand Profile

Not yet started

Career History

LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.

Jan 1998 – present

LPL FINANCIAL LLC

Jan 1999 – May 2013

YAKIMA, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 22, 1998

Years registered · 28

Disclosure History

2010Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.

CRD 116891 · SEC 801-77834

AUM

$712M

Regulatory assets under management

Employees

2,897 client accounts

Services offered by LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. →

Introduction

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Frequently Asked Questions

What services does Benjamin John Rickey offer?

Benjamin John Rickey specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in YAKIMA, Washington for a consultation.

What are Benjamin John Rickey's credentials?

Benjamin John Rickey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Benjamin John Rickey located?

Benjamin John Rickey is based in YAKIMA, Washington, working with LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.. Their office serves clients in the YAKIMA metropolitan area and surrounding communities.

How does Benjamin John Rickey charge for services?

Benjamin John Rickey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.?

LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. has approximately 15 employees and manages $712M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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