Unclaimed Profile

Clark Leroy Permann

FINANCIAL MANAGEMENT, INC.·YAKIMA, Washington

SIE, Series 6, Series 7, Series 24, Series 63, Series 65CFP27 years registeredFINANCIAL MANAGEMENT, INC.

115 N. 50TH AVE., YAKIMA, WA 98908-2886CRD# 2182278Firm CRD# 117578

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Clark Leroy Permann · YAKIMA, WA

Registration

CRD #2182278 · FINANCIAL MANAGEMENT, INC. · 27 years registered

Brand Profile

Not yet started

Career History

CWM, LLC

Aug 2020 – present

FINANCIAL MANAGEMENT, INC.

Aug 1999 – Dec 2020

YAKIMA, WA

LPL FINANCIAL LLC

Jun 1999 – Sep 2016

YAKIMA, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · June 9, 1999

Years registered · 27

Professional designation · CFP

Disclosure History

2018Regulatory·Final

2008Customer Dispute·Settled

1999Employment Separation After Allegations

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL MANAGEMENT, INC.

CRD 117578 · SEC 801-80360

AUM

$477M

Regulatory assets under management

Employees

3,374 client accounts

Services offered by FINANCIAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Clark Leroy Permann offer?

Clark Leroy Permann specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in YAKIMA, Washington for a consultation.

What are Clark Leroy Permann's credentials?

Clark Leroy Permann holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Clark Leroy Permann located?

Clark Leroy Permann is based in YAKIMA, Washington, working with FINANCIAL MANAGEMENT, INC.. Their office serves clients in the YAKIMA metropolitan area and surrounding communities.

How does Clark Leroy Permann charge for services?

Clark Leroy Permann's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL MANAGEMENT, INC.?

FINANCIAL MANAGEMENT, INC. has approximately 14 employees and manages $477M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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