Unclaimed Profile

Joseph Merrell Maas

SYNERGY ASSET MANAGEMENT, LLC·VANCOUVER, Washington

Series 4, Series 6, Series 7, Series 24, Series 63, Series 65Clean record24 years registeredSYNERGY ASSET MANAGEMENT, LLC

13215 SE MILL PLAIN BLVD, VANCOUVER, WA 98684CRD# 2170891Firm CRD# 117201

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Merrell Maas · VANCOUVER, WA

Registration

CRD #2170891 · SYNERGY ASSET MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

SPG ADVISORS LLC

Nov 2018 – present

SYNERGY ASSET MANAGEMENT, LLC

Oct 2001 – present

Registrations & Exams

FINRA examinations passed

Series 4

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · October 4, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SYNERGY ASSET MANAGEMENT, LLC

CRD 117201 · SEC 801-64132

AUM

$824M

Regulatory assets under management

Employees

5,972 client accounts

Services offered by SYNERGY ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at SYNERGY ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Merrell Maas offer?

Joseph Merrell Maas specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in VANCOUVER, Washington for a consultation.

What are Joseph Merrell Maas's credentials?

Joseph Merrell Maas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Merrell Maas located?

Joseph Merrell Maas is based in VANCOUVER, Washington, working with SYNERGY ASSET MANAGEMENT, LLC. Their office serves clients in the VANCOUVER metropolitan area and surrounding communities.

How does Joseph Merrell Maas charge for services?

Joseph Merrell Maas's firm is compensated through percentage of aum, hourly charges, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SYNERGY ASSET MANAGEMENT, LLC?

SYNERGY ASSET MANAGEMENT, LLC has approximately 13 employees and manages $824M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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