Unclaimed Profile

Ronald Jay Thompson

SYNERGY ASSET MANAGEMENT, LLC·BELLEVUE, Washington

Series 7, Series 66Clean record24 years registeredSYNERGY ASSET MANAGEMENT, LLC

13231 SE 36TH STREET, BELLEVUE, WA 98006CRD# 4388856Firm CRD# 117201

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Jay Thompson · BELLEVUE, WA

Registration

CRD #4388856 · SYNERGY ASSET MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SYNERGY ASSET MANAGEMENT, LLC

SYNERGY ASSET MANAGEMENT, LLC

Apr 2020 – Feb 2022

BELLEVUE, WA

SMART PORTFOLIOS, LLC

Mar 2019 – Oct 2019

LAKE FOREST PARK, WA

SMART PORTFOLIOS, LLC

Apr 2006 – Aug 2016

LAKE FOREST PARK, WA

SWAN STRATEGIES, LLC

Mar 2006 – Dec 2006

SEATTLE, WA

FINANCIAL NETWORK INVESTMENT CORPORATION

Feb 2005 – Mar 2006

EVERETT, WA

A. G. EDWARDS & SONS, INC.

Aug 2001 – Dec 2004

KIRKLAND, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · August 28, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SYNERGY ASSET MANAGEMENT, LLC

CRD 117201 · SEC 801-64132

AUM

$824M

Regulatory assets under management

Employees

5,972 client accounts

Services offered by SYNERGY ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at SYNERGY ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Ronald Jay Thompson offer?

Ronald Jay Thompson specializes in Financial Planning, Investment Management, Retirement Planning.

What are Ronald Jay Thompson's credentials?

Ronald Jay Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Jay Thompson located?

Ronald Jay Thompson is based in BELLEVUE, Washington, last registered with SYNERGY ASSET MANAGEMENT, LLC.

How does Ronald Jay Thompson charge for services?

Ronald Jay Thompson's firm is compensated through percentage of aum, hourly charges, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SYNERGY ASSET MANAGEMENT, LLC?

SYNERGY ASSET MANAGEMENT, LLC has approximately 13 employees and manages $824M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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