Unclaimed Profile

Dale Quintin Rice

DALE Q. RICE INVESTMENT MANAGEMENT, LTD.·VANCOUVER, Washington

SIE, Series 7, Series 24, Series 63, Series 65Clean record27 years registeredDALE Q. RICE INVESTMENT MANAGEMENT, LTD.

10000 NE 7TH AVENUE, #215, VANCOUVER, WA 98685CRD# 2394106Firm CRD# 310614

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dale Quintin Rice · VANCOUVER, WA

Registration

CRD #2394106 · DALE Q. RICE INVESTMENT MANAGEMENT, LTD. · 27 years registered

Brand Profile

Not yet started

Career History

DALE Q. RICE INVESTMENT MANAGEMENT

Oct 2020 – present

STRATEGIC WEALTH ADVISORS GROUP

Jul 2016 – Oct 2020

Vancouver, WA

STRATEGIC WEALTH ADVISORS GROUP

Oct 2010 – Jul 2016

VANCOUVER, WA

DALE Q RICE INVESTMENT ADVISOR LTD

Aug 1999 – Dec 2010

VANCOUVER, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · August 12, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DALE Q. RICE INVESTMENT MANAGEMENT, LTD.

CRD 310614 · SEC 801-123463

AUM

$103M

Regulatory assets under management

Employees

255 client accounts

Services offered by DALE Q. RICE INVESTMENT MANAGEMENT, LTD.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at DALE Q. RICE INVESTMENT MANAGEMENT, LTD. →

Introduction

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Frequently Asked Questions

What services does Dale Quintin Rice offer?

Dale Quintin Rice specializes in Investment Management, Fee-Only Advisory. Contact their office in VANCOUVER, Washington for a consultation.

What are Dale Quintin Rice's credentials?

Dale Quintin Rice is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dale Quintin Rice located?

Dale Quintin Rice is based in VANCOUVER, Washington, working with DALE Q. RICE INVESTMENT MANAGEMENT, LTD.. Their office serves clients in the VANCOUVER metropolitan area and surrounding communities.

How does Dale Quintin Rice charge for services?

Dale Quintin Rice's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DALE Q. RICE INVESTMENT MANAGEMENT, LTD.?

DALE Q. RICE INVESTMENT MANAGEMENT, LTD. has approximately 4 employees and manages $103M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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