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Richard Lee Thompson

SIGNIA CAPITAL MANAGEMENT LLC·SPOKANE, Washington
Unclaimed Profile
9 W WASHINGTON ST, SPOKANE, WA 99201CRD# 4569937Firm CRD# 121505
01

About

Richard Lee Thompson is a registered financial advisor based in SPOKANE, Washington, affiliated with SIGNIA CAPITAL MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
03

Firm Overview

Firm
SIMCOE CAPITAL, LLC
SIGNIA CAPITAL MANAGEMENT
AUM
$66M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at SIMCOE CAPITAL, LLC →
Services
Portfolio management (individuals)
Selection of other advisers
Market timing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4569937
Firm CRD# 121505
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Lee Thompson offer?
Richard Lee Thompson specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SPOKANE, Washington for a consultation.
What are Richard Lee Thompson's credentials?
Richard Lee Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Lee Thompson located?
Richard Lee Thompson is based in SPOKANE, Washington, working with SIGNIA CAPITAL MANAGEMENT LLC. Their office serves clients in the SPOKANE metropolitan area and surrounding communities.
How does Richard Lee Thompson charge for services?
Richard Lee Thompson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SIGNIA CAPITAL MANAGEMENT LLC?
SIGNIA CAPITAL MANAGEMENT LLC has approximately 2 employees and manages $66M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Washington
SEATTLE (905)BELLEVUE (345)VANCOUVER (76)TACOMA (62)BELLINGHAM (55)
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Research
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