Unclaimed Profile

Richard Lee Thompson

SIGNIA CAPITAL MANAGEMENT LLC·SPOKANE, Washington

Clean recordSIGNIA CAPITAL MANAGEMENT LLC

9 W WASHINGTON ST, SPOKANE, WA 99201CRD# 4569937Firm CRD# 121505

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Lee Thompson · SPOKANE, WA

Registration

CRD #4569937 · SIGNIA CAPITAL MANAGEMENT LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Richard Lee Thompson is a registered financial advisor based in SPOKANE, Washington, affiliated with SIGNIA CAPITAL MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Fee-Only Advisory

Client Types

Individuals

Introduction

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Firm Overview

Firm

SIMCOE CAPITAL, LLC

SIGNIA CAPITAL MANAGEMENT

AUM

$66M

Regulatory assets under management

Employees

Total firm employees

View all advisors at SIMCOE CAPITAL, LLC →

Services

Portfolio management (individuals)

Selection of other advisers

Market timing services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 4569937

Firm CRD# 121505

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Richard Lee Thompson offer?

Richard Lee Thompson specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SPOKANE, Washington for a consultation.

What are Richard Lee Thompson's credentials?

Richard Lee Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Lee Thompson located?

Richard Lee Thompson is based in SPOKANE, Washington, working with SIGNIA CAPITAL MANAGEMENT LLC. Their office serves clients in the SPOKANE metropolitan area and surrounding communities.

How does Richard Lee Thompson charge for services?

Richard Lee Thompson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SIGNIA CAPITAL MANAGEMENT LLC?

SIGNIA CAPITAL MANAGEMENT LLC has approximately 2 employees and manages $66M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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