Unclaimed Profile

Colin T Kelly

SIMCOE CAPITAL, LLC·SPOKANE, Washington

Series 65Clean record20 years registeredSIMCOE CAPITAL, LLC

9 W WASHINGTON ST, SPOKANE, WA 99201CRD# 5031731Firm CRD# 121505

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Colin T Kelly · SPOKANE, WA

Registration

CRD #5031731 · SIMCOE CAPITAL, LLC · 20 years registered

Brand Profile

Not yet started

Career History

SIGNIA CAPITAL MANAGEMENT

Mar 2021 – present

SIGNIA CAPITAL MANAGEMENT

Jul 2010 – Dec 2020

SPOKANE, WA

DBA HART CAPITAL MANAGEMENT, INC.

Sep 2005 – Oct 2009

SPOKANE, WA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · September 27, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SIMCOE CAPITAL, LLC

CRD 121505 · SEC 801-108871

AUM

$66M

Regulatory assets under management

Employees

3 client accounts

Services offered by SIMCOE CAPITAL, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Market timing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SIMCOE CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Colin T Kelly offer?

Colin T Kelly specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SPOKANE, Washington for a consultation.

What are Colin T Kelly's credentials?

Colin T Kelly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Colin T Kelly located?

Colin T Kelly is based in SPOKANE, Washington, working with SIMCOE CAPITAL, LLC. Their office serves clients in the SPOKANE metropolitan area and surrounding communities.

How does Colin T Kelly charge for services?

Colin T Kelly's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SIMCOE CAPITAL, LLC?

SIMCOE CAPITAL, LLC has approximately 2 employees and manages $66M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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