Unclaimed Profile

Steven King Neff

SIGNIA CAPITAL MANAGEMENT LLC·SPOKANE, Washington

Series 7, Series 22, Series 24, Series 63, Series 6537 years registeredSIGNIA CAPITAL MANAGEMENT LLC

108 N. WASHINGTON ST., SPOKANE, WA 99201CRD# 1254281Firm CRD# 121505

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven King Neff · SPOKANE, WA

Registration

CRD #1254281 · SIGNIA CAPITAL MANAGEMENT LLC · 37 years registered

Brand Profile

Not yet started

Career History

LONG BRIDGE CAPITAL MANAGEMENT

Jul 2022 – present

WEALTHMARK, LLC

Aug 2018 – Jul 2021

Mead, WA

NBC PARDNERS, PLLC

Jul 2016 – Jul 2018

MEAD, WA

SIGNIA CAPITAL MANAGEMENT, LLC

Nov 2004 – Jan 2013

SPOKANE, WA

ICM ASSET MANAGEMENT INC

Jul 1989 – Jul 2004

SPOKANE, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 22

Series 24

Series 63

Series 65

Registration record

First registered · July 5, 1989

Years registered · 37

Disclosure History

1993Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SIMCOE CAPITAL, LLC

CRD 121505 · SEC 801-108871

AUM

$66M

Regulatory assets under management

Employees

3 client accounts

Services offered by SIMCOE CAPITAL, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Market timing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SIMCOE CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Steven King Neff offer?

Steven King Neff specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SPOKANE, Washington for a consultation.

What are Steven King Neff's credentials?

Steven King Neff is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven King Neff located?

Steven King Neff is based in SPOKANE, Washington, working with SIGNIA CAPITAL MANAGEMENT LLC. Their office serves clients in the SPOKANE metropolitan area and surrounding communities.

How does Steven King Neff charge for services?

Steven King Neff's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SIGNIA CAPITAL MANAGEMENT LLC?

SIGNIA CAPITAL MANAGEMENT LLC has approximately 2 employees and manages $66M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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