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Phyllis Rose Nomura

KOSMOS MANAGEMENT LLC·SEATTLE, Washington
Unclaimed Profile
601 UNION STREET, SEATTLE, WA 98101-4054CRD# 7529244Firm CRD# 164712
01

About

Phyllis Rose Nomura is a registered financial advisor based in SEATTLE, Washington, affiliated with KOSMOS MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
KOSMOS MANAGEMENT LLC
KOSMOS MANAGEMENT LLC
AUM
$1.4B
Regulatory assets under management
Employees
21
Total firm employees
View all advisors at KOSMOS MANAGEMENT LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 7529244
Firm CRD# 164712
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Phyllis Rose Nomura offer?
Phyllis Rose Nomura specializes in Retirement Planning. Contact their office in SEATTLE, Washington for a consultation.
What are Phyllis Rose Nomura's credentials?
Phyllis Rose Nomura is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Phyllis Rose Nomura located?
Phyllis Rose Nomura is based in SEATTLE, Washington, working with KOSMOS MANAGEMENT LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.
How does Phyllis Rose Nomura charge for services?
Phyllis Rose Nomura's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KOSMOS MANAGEMENT LLC?
KOSMOS MANAGEMENT LLC has approximately 21 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at KOSMOS MANAGEMENT LLC

Amy Kosmos Bautista
SEATTLE, WA
David Jonathan Garavan Bunker
SEATTLE, WA
David Warren Kraft
SEATTLE, WA
George Chris Kosmos
SEATTLE, WA
Andrew Alan Quartner
SEATTLE, WA
David Alexander Kosmos
SEATTLE, WA

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Research
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