Unclaimed Profile

David Warren Kraft

KOSMOS MANAGEMENT LLC·SEATTLE, Washington

Series 7, Series 63, Series 65, Series 66Clean record18 years registeredKOSMOS MANAGEMENT LLC

601 UNION STREET, SEATTLE, WA 98101-4054CRD# 4781108Firm CRD# 164712

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Warren Kraft · SEATTLE, WA

Registration

CRD #4781108 · KOSMOS MANAGEMENT LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KOSMOS MANAGEMENT LLC

KOSMOS MANAGEMENT LLC

Oct 2012 – Apr 2024

SEATTLE, WA

SYMETRA INVESTMENT SERVICES, INC.

Sep 2010 – Sep 2011

SEATTLE, WA

GENEOS WEALTH MANAGEMENT, INC.

Sep 2009 – Oct 2010

SEATTLE, WA

WOODBURY FINANCIAL SERVICES, INC.

Apr 2008 – Sep 2009

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · April 2, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KOSMOS MANAGEMENT LLC

CRD 164712 · SEC 801-77216

AUM

$1.4B

Regulatory assets under management

Employees

13 client accounts

Services offered by KOSMOS MANAGEMENT LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at KOSMOS MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does David Warren Kraft offer?

David Warren Kraft specializes in Retirement Planning.

What are David Warren Kraft's credentials?

David Warren Kraft is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Warren Kraft located?

David Warren Kraft is based in SEATTLE, Washington, last registered with KOSMOS MANAGEMENT LLC.

How does David Warren Kraft charge for services?

David Warren Kraft's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KOSMOS MANAGEMENT LLC?

KOSMOS MANAGEMENT LLC has approximately 21 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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