Unclaimed Profile

Janon Lee Niess

HBC FINANCIAL SERVICES, PLLC·SEATTLE, Washington

Clean recordHBC FINANCIAL SERVICES, PLLC

1200 WESTLAKE AVE N, STE 902, SEATTLE, WA 98109-3529CRD# 6709138Firm CRD# 115751

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Janon Lee Niess · SEATTLE, WA

Registration

CRD #6709138 · HBC FINANCIAL SERVICES, PLLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Janon Lee Niess is a registered financial advisor based in SEATTLE, Washington, affiliated with HBC FINANCIAL SERVICES, PLLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

HBC FINANCIAL SERVICES, PLLC

AUM

$447M

Regulatory assets under management

Employees

Total firm employees

View all advisors at HBC FINANCIAL SERVICES, PLLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 6709138

Firm CRD# 115751

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Janon Lee Niess offer?

Janon Lee Niess specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.

What are Janon Lee Niess's credentials?

Janon Lee Niess is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Janon Lee Niess located?

Janon Lee Niess is based in SEATTLE, Washington, working with HBC FINANCIAL SERVICES, PLLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.

How does Janon Lee Niess charge for services?

Janon Lee Niess's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HBC FINANCIAL SERVICES, PLLC?

HBC FINANCIAL SERVICES, PLLC has approximately 5 employees and manages $447M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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