Unclaimed Profile

Janon Lee Niess

HBC FINANCIAL SERVICES, PLLC·SEATTLE, Washington

Series 65Clean record9 years registeredHBC FINANCIAL SERVICES, PLLC

1200 WESTLAKE AVE N, STE 902, SEATTLE, WA 98109-3529CRD# 6709138Firm CRD# 115751

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Janon Lee Niess · SEATTLE, WA

Registration

CRD #6709138 · HBC FINANCIAL SERVICES, PLLC · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HBC FINANCIAL SERVICES, PLLC

COLDSTREAM WEALTH MANAGEMENT

Apr 2025 – May 2025

Seattle, WA

HBC FINANCIAL SERVICES, PLLC

Jun 2017 – Jan 2025

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 20, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HBC FINANCIAL SERVICES, PLLC

CRD 115751 · SEC 801-63872

AUM

$447M

Regulatory assets under management

Employees

674 client accounts

Services offered by HBC FINANCIAL SERVICES, PLLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HBC FINANCIAL SERVICES, PLLC →

Introduction

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Frequently Asked Questions

What services does Janon Lee Niess offer?

Janon Lee Niess specializes in Financial Planning, Investment Management, Wealth Management.

What are Janon Lee Niess's credentials?

Janon Lee Niess is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Janon Lee Niess located?

Janon Lee Niess is based in SEATTLE, Washington, last registered with HBC FINANCIAL SERVICES, PLLC.

How does Janon Lee Niess charge for services?

Janon Lee Niess's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HBC FINANCIAL SERVICES, PLLC?

HBC FINANCIAL SERVICES, PLLC has approximately 5 employees and manages $447M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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