HBC FINANCIAL SERVICES, PLLC

SEATTLE, Washington·4 registered advisors·CRD# 115751

SEC# 801-638720206-548-5000

01

Firm Overview

AUM

$447M

Regulatory assets under management

Employees

5

Total firm employees

Advisors

4

Registered representatives

02

Services & Fees

Advisory Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Compensation

Percentage of AUM

Hourly charges

Subscription fees

03

Specialties

Financial Planning Investment Management Wealth Management

04

Advisors at HBC FINANCIAL SERVICES, PLLC

4 registered advisors

David Russell Harrison

SEATTLE, Washington

James B. Claypool

SEATTLE, Washington

James Dayton Guard

SEATTLE, Washington

Janon Lee Niess

SEATTLE, Washington

05

Office Locations

SEATTLE, Washington

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Data sourced from SEC Form ADV filings. HBC FINANCIAL SERVICES, PLLC (CRD# 115751) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.