Unclaimed Profile

Stephen Patrick Emanuels

EQ, LLC·MERCER ISLAND, Washington

Series 6, Series 7, Series 63Clean record26 years registeredEQ, LLC

2835 82ND AVENUE SE, MERCER ISLAND, WA 98040CRD# 3143866Firm CRD# 291033

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Patrick Emanuels · MERCER ISLAND, WA

Registration

CRD #3143866 · EQ, LLC · 26 years registered

Brand Profile

Not yet started

Career History

EQ WEALTH MANAGEMENT

Feb 2018 – present

CAPITAL PLANNING LLC

Jan 2014 – Apr 2018

BELLEVUE, WA

FINANCIAL NETWORK INVESTMENT CORPORATION

Feb 2004 – Jul 2009

BELLEVUE, WA

CAPITAL PLANNING CORP

Jul 2000 – Jan 2014

BELLEVUE, WA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Registration record

First registered · July 20, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EQ, LLC

CRD 291033 · SEC 801-112224

AUM

$594M

Regulatory assets under management

Employees

1,874 client accounts

Services offered by EQ, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at EQ, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Patrick Emanuels offer?

Stephen Patrick Emanuels specializes in Financial Planning, Investment Management, Retirement Planning, Fee-Only Advisory. Contact their office in MERCER ISLAND, Washington for a consultation.

What are Stephen Patrick Emanuels's credentials?

Stephen Patrick Emanuels is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Patrick Emanuels located?

Stephen Patrick Emanuels is based in MERCER ISLAND, Washington, working with EQ, LLC. Their office serves clients in the MERCER ISLAND metropolitan area and surrounding communities.

How does Stephen Patrick Emanuels charge for services?

Stephen Patrick Emanuels's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EQ, LLC?

EQ, LLC has approximately 11 employees and manages $594M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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