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Thomas L Oakes

AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.·FEDERAL WAY, Washington
Series 6, Series 7, Series 63, Series 65Clean record30 years registeredAMERICAN NORTHWEST ADVISORY SERVICES L.L.C.
1010 S. 336TH ST., FEDERAL WAY, WA 98003CRD# 2469647Firm CRD# 110117

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas L Oakes · FEDERAL WAY, WA
Registration
CRD #2469647 · AMERICAN NORTHWEST ADVISORY SERVICES L.L.C. · 30 years registered
Brand Profile
Not yet started
01

Career History

AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.
Mar 1996 – present
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 63
Series 65
Registration record
First registered · March 15, 1996
Years registered · 30
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.
CRD 110117 · SEC 801-58004
AUM
$25M
Regulatory assets under management
Employees
4
72 client accounts
Services offered by AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at AMERICAN NORTHWEST ADVISORY SERVICES L.L.C. →
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Frequently Asked Questions

What services does Thomas L Oakes offer?
Thomas L Oakes specializes in Financial Planning, Investment Management. Contact their office in FEDERAL WAY, Washington for a consultation.
What are Thomas L Oakes's credentials?
Thomas L Oakes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas L Oakes located?
Thomas L Oakes is based in FEDERAL WAY, Washington, working with AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.. Their office serves clients in the FEDERAL WAY metropolitan area and surrounding communities.
How does Thomas L Oakes charge for services?
Thomas L Oakes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.?
AMERICAN NORTHWEST ADVISORY SERVICES L.L.C. has approximately 4 employees and manages $25M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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