Unclaimed Profile

Norman Steven Thomson

THE MUTUAL FUND STORE-SEATTLE, LLC·FEDERAL WAY, Washington

Series 7, Series 63, Series 65Clean record27 years registeredTHE MUTUAL FUND STORE-SEATTLE, LLC

32225 PACIFIC HIGHWAY SOUTH, FEDERAL WAY, WA 98003CRD# 2838509Firm CRD# 144493

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Norman Steven Thomson · FEDERAL WAY, WA

Registration

CRD #2838509 · THE MUTUAL FUND STORE-SEATTLE, LLC · 27 years registered

Brand Profile

Not yet started

Career History

EDELMAN FINANCIAL ENGINES

Nov 2016 – present

FINANCIAL ENGINES ADVISOR CENTER, LLC

Jan 2014 – Nov 2016

FEDERAL WAY, WA

THE MUTUAL FUND STORE

May 2008 – Feb 2014

FEDERAL WAY, WA

SYMETRA INVESTMENT SERVICES, INC.

Dec 2004 – Aug 2007

BELLEVUE, WA

CHARLES SCHWAB & CO., INC.

May 1999 – Aug 2004

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · May 25, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE MUTUAL FUND STORE-SEATTLE, LLC

CRD 144493 · SEC 801-77547

AUM

$103M

Regulatory assets under management

Employees

740 client accounts

Services offered by THE MUTUAL FUND STORE-SEATTLE, LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at THE MUTUAL FUND STORE-SEATTLE, LLC →

Introduction

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Frequently Asked Questions

What services does Norman Steven Thomson offer?

Norman Steven Thomson specializes in Investment Management, Fee-Only Advisory. Contact their office in FEDERAL WAY, Washington for a consultation.

What are Norman Steven Thomson's credentials?

Norman Steven Thomson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Norman Steven Thomson located?

Norman Steven Thomson is based in FEDERAL WAY, Washington, working with THE MUTUAL FUND STORE-SEATTLE, LLC. Their office serves clients in the FEDERAL WAY metropolitan area and surrounding communities.

How does Norman Steven Thomson charge for services?

Norman Steven Thomson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE MUTUAL FUND STORE-SEATTLE, LLC?

THE MUTUAL FUND STORE-SEATTLE, LLC has approximately 3 employees and manages $103M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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