Unclaimed Profile

Don Richard Norris

THE MUTUAL FUND STORE-SEATTLE, LLC·FEDERAL WAY, Washington

Series 7, Series 63, Series 66Clean record19 years registeredTHE MUTUAL FUND STORE-SEATTLE, LLC

32225 PACIFIC HIGHWAY SOUTH, FEDERAL WAY, WA 98003CRD# 5029728Firm CRD# 144493

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Don Richard Norris · FEDERAL WAY, WA

Registration

CRD #5029728 · THE MUTUAL FUND STORE-SEATTLE, LLC · 19 years registered

Brand Profile

Not yet started

Career History

EDELMAN FINANCIAL ENGINES

Nov 2016 – present

FINANCIAL ENGINES ADVISOR CENTER, LLC

Jan 2014 – Nov 2016

LYNNWOOD, WA

THE MUTUAL FUND STORE

Jan 2008 – Feb 2014

FEDERAL WAY, WA

WADDELL & REED, INC.

Sep 2007 – Nov 2007

SEATTLE, WA

EDWARD JONES

Feb 2007 – Jul 2007

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 66

Registration record

First registered · February 9, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE MUTUAL FUND STORE-SEATTLE, LLC

CRD 144493 · SEC 801-77547

AUM

$103M

Regulatory assets under management

Employees

740 client accounts

Services offered by THE MUTUAL FUND STORE-SEATTLE, LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at THE MUTUAL FUND STORE-SEATTLE, LLC →

Introduction

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Frequently Asked Questions

What services does Don Richard Norris offer?

Don Richard Norris specializes in Investment Management, Fee-Only Advisory. Contact their office in FEDERAL WAY, Washington for a consultation.

What are Don Richard Norris's credentials?

Don Richard Norris is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Don Richard Norris located?

Don Richard Norris is based in FEDERAL WAY, Washington, working with THE MUTUAL FUND STORE-SEATTLE, LLC. Their office serves clients in the FEDERAL WAY metropolitan area and surrounding communities.

How does Don Richard Norris charge for services?

Don Richard Norris's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE MUTUAL FUND STORE-SEATTLE, LLC?

THE MUTUAL FUND STORE-SEATTLE, LLC has approximately 3 employees and manages $103M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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