Unclaimed Profile

David O Heia

SAGE ADVISORS, LLC·EDMONDS, Washington

SIE, Series 7, Series 66Clean record14 years registeredSAGE ADVISORS, LLC

115 2ND AVENUE NORTH, EDMONDS, WA 98020CRD# 5918247Firm CRD# 301328

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David O Heia · EDMONDS, WA

Registration

CRD #5918247 · SAGE ADVISORS, LLC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAGE ADVISORS, LLC

SAGE ADVISORS, LLC

May 2019 – Jun 2023

EDMONDS, WA

KMS FINANCIAL SERVICES, INC

Oct 2011 – Dec 2019

Edmonds, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · October 4, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAGE ADVISORS, LLC

CRD 301328 · SEC 801-115281

AUM

$427M

Regulatory assets under management

Employees

643 client accounts

Services offered by SAGE ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SAGE ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does David O Heia offer?

David O Heia specializes in Financial Planning, Investment Management.

What are David O Heia's credentials?

David O Heia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David O Heia located?

David O Heia is based in EDMONDS, Washington, last registered with SAGE ADVISORS, LLC.

How does David O Heia charge for services?

David O Heia's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGE ADVISORS, LLC?

SAGE ADVISORS, LLC has approximately 11 employees and manages $427M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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