Unclaimed Profile

Aalok Kirit Shah

HARBOUR INVESTMENT MANAGEMENT L.L.C.·EDMONDS, Washington

Series 7, Series 63, Series 65, Series 86, Series 87Clean record10 years registeredHARBOUR INVESTMENT MANAGEMENT L.L.C.

152 3RD AVE S, EDMONDS, WA 98020-8442CRD# 3244464Firm CRD# 111166

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Aalok Kirit Shah · EDMONDS, WA

Registration

CRD #3244464 · HARBOUR INVESTMENT MANAGEMENT L.L.C. · 10 years registered

Brand Profile

Not yet started

Career History

ZUNA, LLC

Feb 2020 – present

HARBOUR INVESTMENT MANAGEMENT L.L.C.

Jul 2017 – present

NORTHWEST CAPITAL MANAGEMENT INC.

Aug 2016 – Dec 2018

PORTLAND, OR

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Series 86

Series 87

Registration record

First registered · August 4, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HARBOUR INVESTMENT MANAGEMENT L.L.C.

CRD 111166 · SEC 801-39540

AUM

$416M

Regulatory assets under management

Employees

548 client accounts

Services offered by HARBOUR INVESTMENT MANAGEMENT L.L.C.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HARBOUR INVESTMENT MANAGEMENT L.L.C. →

Introduction

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Frequently Asked Questions

What services does Aalok Kirit Shah offer?

Aalok Kirit Shah specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in EDMONDS, Washington for a consultation.

What are Aalok Kirit Shah's credentials?

Aalok Kirit Shah is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Aalok Kirit Shah located?

Aalok Kirit Shah is based in EDMONDS, Washington, working with HARBOUR INVESTMENT MANAGEMENT L.L.C.. Their office serves clients in the EDMONDS metropolitan area and surrounding communities.

How does Aalok Kirit Shah charge for services?

Aalok Kirit Shah's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARBOUR INVESTMENT MANAGEMENT L.L.C.?

HARBOUR INVESTMENT MANAGEMENT L.L.C. has approximately 4 employees and manages $416M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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