Unclaimed Profile

Stephen Jerome Dunn

EVERGREEN CAPITAL MANAGEMENT LLC·BELLEVUE, Washington

Series 7, Series 66Clean record25 years registeredEVERGREEN CAPITAL MANAGEMENT LLC

10500 NE 8TH STREET, BELLEVUE, WA 98004CRD# 4286163Firm CRD# 104931

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Jerome Dunn · BELLEVUE, WA

Registration

CRD #4286163 · EVERGREEN CAPITAL MANAGEMENT LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EVERGREEN CAPITAL MANAGEMENT LLC

EVERGREEN CAPITAL MANAGEMENT LLC

Sep 2006 – Oct 2017

BELLEVUE, WA

RBC DAIN RAUSCHER INC.

Jan 2001 – Sep 2006

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · January 8, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EVERGREEN CAPITAL MANAGEMENT LLC

CRD 104931 · SEC 801-20248

AUM

$4.6B

Regulatory assets under management

Employees

2,924 client accounts

Services offered by EVERGREEN CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at EVERGREEN CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Jerome Dunn offer?

Stephen Jerome Dunn specializes in Financial Planning, Investment Management, Retirement Planning.

What are Stephen Jerome Dunn's credentials?

Stephen Jerome Dunn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Jerome Dunn located?

Stephen Jerome Dunn is based in BELLEVUE, Washington, last registered with EVERGREEN CAPITAL MANAGEMENT LLC.

How does Stephen Jerome Dunn charge for services?

Stephen Jerome Dunn's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: negotiated fees for ad hoc unsolicited investment advice. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EVERGREEN CAPITAL MANAGEMENT LLC?

EVERGREEN CAPITAL MANAGEMENT LLC has approximately 36 employees and manages $4.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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