Unclaimed Profile

Robert Maynard Pennell

APPROPRIATE BALANCE FINANCIAL SERVICES INC·BELLEVUE, Washington

Series 7, Series 63Clean record30 years registeredAPPROPRIATE BALANCE FINANCIAL SERVICES INC

11245 SE 6TH STREET, SUITE 210, BELLEVUE, WA 98004CRD# 872802Firm CRD# 105458

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Maynard Pennell · BELLEVUE, WA

Registration

CRD #872802 · APPROPRIATE BALANCE FINANCIAL SERVICES INC · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: APPROPRIATE BALANCE FINANCIAL SERVICES INC

APPROPRIATE BALANCE FINANCIAL SERVICES INC

Nov 1995 – Feb 2018

BELLEVUE, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · November 27, 1995

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

APPROPRIATE BALANCE FINANCIAL SERVICES INC

CRD 105458 · SEC 801-22418

AUM

$311M

Regulatory assets under management

Employees

878 client accounts

Services offered by APPROPRIATE BALANCE FINANCIAL SERVICES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at APPROPRIATE BALANCE FINANCIAL SERVICES INC →

Introduction

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Frequently Asked Questions

What services does Robert Maynard Pennell offer?

Robert Maynard Pennell specializes in Financial Planning, Investment Management, Wealth Management.

What are Robert Maynard Pennell's credentials?

Robert Maynard Pennell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Maynard Pennell located?

Robert Maynard Pennell is based in BELLEVUE, Washington, last registered with APPROPRIATE BALANCE FINANCIAL SERVICES INC.

How does Robert Maynard Pennell charge for services?

Robert Maynard Pennell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is APPROPRIATE BALANCE FINANCIAL SERVICES INC?

APPROPRIATE BALANCE FINANCIAL SERVICES INC has approximately 13 employees and manages $311M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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