Unclaimed Profile

Bruce Martin Yates

APPROPRIATE BALANCE FINANCIAL SERVICES INC·BELLEVUE, Washington

SIE, Series 3, Series 7, Series 24, Series 63, Series 65Clean record41 years registeredAPPROPRIATE BALANCE FINANCIAL SERVICES INC

11245 SE 6TH STREET, SUITE 210, BELLEVUE, WA 98004CRD# 874023Firm CRD# 105458

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bruce Martin Yates · BELLEVUE, WA

Registration

CRD #874023 · APPROPRIATE BALANCE FINANCIAL SERVICES INC · 41 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: APPROPRIATE BALANCE FINANCIAL SERVICES INC

EDELMAN FINANCIAL ENGINES

Mar 2022 – Feb 2025

BOTHELL, WA

VIRIDIAN RIA, LLC

Sep 2017 – May 2022

BOTHELL, WA

PRIVATE CLIENT SERVICES, LLC

Nov 2013 – Dec 2015

BELLEVUE, WA

APPROPRIATE BALANCE FINANCIAL SERVICES INC

Dec 1984 – Feb 2018

BELLEVUE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · December 12, 1984

Years registered · 41

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

APPROPRIATE BALANCE FINANCIAL SERVICES INC

CRD 105458 · SEC 801-22418

AUM

$311M

Regulatory assets under management

Employees

878 client accounts

Services offered by APPROPRIATE BALANCE FINANCIAL SERVICES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at APPROPRIATE BALANCE FINANCIAL SERVICES INC →

Introduction

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Frequently Asked Questions

What services does Bruce Martin Yates offer?

Bruce Martin Yates specializes in Financial Planning, Investment Management, Wealth Management.

What are Bruce Martin Yates's credentials?

Bruce Martin Yates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bruce Martin Yates located?

Bruce Martin Yates is based in BELLEVUE, Washington, last registered with APPROPRIATE BALANCE FINANCIAL SERVICES INC.

How does Bruce Martin Yates charge for services?

Bruce Martin Yates's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is APPROPRIATE BALANCE FINANCIAL SERVICES INC?

APPROPRIATE BALANCE FINANCIAL SERVICES INC has approximately 13 employees and manages $311M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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