Unclaimed Profile

Richard Thomas Moran

SYMETRA INVESTMENT SERVICES, INC.·BELLEVUE, Washington

SIE, Series 7, Series 24, Series 63, Series 6527 years registeredSYMETRA INVESTMENT SERVICES, INC.

777 108TH AVENUE NE, BELLEVUE, WA 98004CRD# 2288850Firm CRD# 19061

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Thomas Moran · BELLEVUE, WA

Registration

CRD #2288850 · SYMETRA INVESTMENT SERVICES, INC. · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SYMETRA INVESTMENT SERVICES, INC.

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

Feb 2015 – Jul 2015

CHARLOTTE, NC

SYMETRA INVESTMENT SERVICES, INC.

Oct 2010 – Jul 2013

BELLEVUE, WA

WESTLAKE INVESTMENT ADVISORS, LLC

Jan 2010 – Nov 2010

WESTLAKE VILLAGE, CA

UBS FINANCIAL SERVICES INC.

Jan 1999 – Apr 2004

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 28, 1999

Years registered · 27

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

SIGNATOR FINANCIAL SERVICES, INC.

CRD 19061 · SEC 801-66750

AUM

$409M

Regulatory assets under management

Employees

1,166 client accounts

Services offered by SIGNATOR FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SIGNATOR FINANCIAL SERVICES, INC. →

Introduction

Speak with Richard Thomas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Richard Thomas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BELLEVUE?

Browse all registered financial advisors in BELLEVUE, Washington or claim this profile if it's yours.

Browse BELLEVUE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Richard Thomas Moran offer?

Richard Thomas Moran specializes in Financial Planning, Investment Management.

What are Richard Thomas Moran's credentials?

Richard Thomas Moran is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Thomas Moran located?

Richard Thomas Moran is based in BELLEVUE, Washington, last registered with SYMETRA INVESTMENT SERVICES, INC..

How does Richard Thomas Moran charge for services?

Richard Thomas Moran's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SYMETRA INVESTMENT SERVICES, INC.?

SYMETRA INVESTMENT SERVICES, INC. has approximately 73 employees and manages $409M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →