Unclaimed Profile

Katie Ann Holmes

HORIZON ASSET MANAGEMENT, LLC·BELLEVUE, Washington

Series 65Clean record18 years registeredHORIZON ASSET MANAGEMENT, LLC

11120 NE 2ND STREET, BELLEVUE, WA 98004CRD# 5542335Firm CRD# 109613

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Katie Ann Holmes · BELLEVUE, WA

Registration

CRD #5542335 · HORIZON ASSET MANAGEMENT, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HORIZON ASSET MANAGEMENT, LLC

BELMORE FINANCIAL, LLC

Jun 2013 – Nov 2017

DENVER, CO

HORIZON ASSET MANAGEMENT

Jun 2008 – May 2013

EVERETT, WA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 6, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HORIZON ASSET MANAGEMENT, LLC

CRD 109613 · SEC 801-57461

AUM

$74M

Regulatory assets under management

Employees

142 client accounts

Services offered by HORIZON ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HORIZON ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Katie Ann Holmes offer?

Katie Ann Holmes specializes in Financial Planning, Investment Management.

What are Katie Ann Holmes's credentials?

Katie Ann Holmes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Katie Ann Holmes located?

Katie Ann Holmes is based in BELLEVUE, Washington, last registered with HORIZON ASSET MANAGEMENT, LLC.

How does Katie Ann Holmes charge for services?

Katie Ann Holmes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HORIZON ASSET MANAGEMENT, LLC?

HORIZON ASSET MANAGEMENT, LLC has approximately 1 employees and manages $74M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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