Unclaimed Profile

Brian Douglas Gawthrop

HORIZON ASSET MANAGEMENT, LLC·BELLEVUE, Washington

Series 7, Series 66Clean record24 years registeredHORIZON ASSET MANAGEMENT, LLC

11120 NE 2ND STREET, BELLEVUE, WA 98004CRD# 4514776Firm CRD# 109613

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Douglas Gawthrop · BELLEVUE, WA

Registration

CRD #4514776 · HORIZON ASSET MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

FIVE CEDARS

Jun 2022 – present

ROBINSWOOD FINANCIAL

Jul 2016 – Feb 2022

KIRKLAND, WA

FIVE CEDARS FINANCIAL, LLC

Oct 2012 – May 2015

KIRKLAND, WA

HORIZON ASSET MANAGEMENT

Apr 2011 – Jun 2012

BELLEVUE, WA

KAIZEN FINANCIAL ADVISORS, LLC

Oct 2010 – Apr 2011

BELLEVUE, WA

HARVEST CAPITAL ADVISORS INC.

May 2010 – Oct 2010

BELLEVUE, WA

AMERICAN PENSIONS, INC.

Oct 2006 – Aug 2009

GREENVILLE, SC

AMERICAN EXPRESS FINANCIAL ADVISORS, INC.

May 2002 – Apr 2005

BETHESDA, MD

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · May 20, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HORIZON ASSET MANAGEMENT, LLC

CRD 109613 · SEC 801-57461

AUM

$74M

Regulatory assets under management

Employees

142 client accounts

Services offered by HORIZON ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HORIZON ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Douglas Gawthrop offer?

Brian Douglas Gawthrop specializes in Financial Planning, Investment Management. Contact their office in BELLEVUE, Washington for a consultation.

What are Brian Douglas Gawthrop's credentials?

Brian Douglas Gawthrop is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Douglas Gawthrop located?

Brian Douglas Gawthrop is based in BELLEVUE, Washington, working with HORIZON ASSET MANAGEMENT, LLC. Their office serves clients in the BELLEVUE metropolitan area and surrounding communities.

How does Brian Douglas Gawthrop charge for services?

Brian Douglas Gawthrop's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HORIZON ASSET MANAGEMENT, LLC?

HORIZON ASSET MANAGEMENT, LLC has approximately 1 employees and manages $74M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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