Unclaimed Profile

Joel S Petersen

SOUND LEGACY WEALTH ADVISORS, LLC·BELLEVUE, Washington

SIE, Series 7, Series 31, Series 66Clean record20 years registeredSOUND LEGACY WEALTH ADVISORS, LLC

10900 NE 4TH STREET, BELLEVUE, WA 98004CRD# 5036886Firm CRD# 306332

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joel S Petersen · BELLEVUE, WA

Registration

CRD #5036886 · SOUND LEGACY WEALTH ADVISORS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

SOUND LEGACY WEALTH ADVISORS, LLC

Jan 2020 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Mar 2011 – Jan 2020

SEATTLE, WA

ALLIANCEBERNSTEIN L.P.

Feb 2006 – Dec 2010

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 66

Registration record

First registered · February 1, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOUND LEGACY WEALTH ADVISORS, LLC

CRD 306332 · SEC 801-117779

AUM

$2M

Regulatory assets under management

Employees

1 client accounts

Services offered by SOUND LEGACY WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SOUND LEGACY WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Joel S Petersen offer?

Joel S Petersen specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in BELLEVUE, Washington for a consultation.

What are Joel S Petersen's credentials?

Joel S Petersen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joel S Petersen located?

Joel S Petersen is based in BELLEVUE, Washington, working with SOUND LEGACY WEALTH ADVISORS, LLC. Their office serves clients in the BELLEVUE metropolitan area and surrounding communities.

How does Joel S Petersen charge for services?

Joel S Petersen's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUND LEGACY WEALTH ADVISORS, LLC?

SOUND LEGACY WEALTH ADVISORS, LLC has approximately 5 employees and manages $2M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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