Unclaimed Profile

James Richard Beatty

BENSLER, LLC·BELLEVUE, Washington

SIE, Series 6, Series 7, Series 24, Series 26, Series 63, Series 66Clean record21 years registeredBENSLER, LLC

10900 NE 8TH STREET, BELLEVUE, WA 98004CRD# 3055477Firm CRD# 310849

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Richard Beatty · BELLEVUE, WA

Registration

CRD #3055477 · BENSLER, LLC · 21 years registered

Brand Profile

Not yet started

Career History

SCS

Dec 2020 – present

LPL FINANCIAL LLC

May 2005 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 63

Series 66

Registration record

First registered · May 16, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BENSLER, LLC

CRD 310849 · SEC 801-119764

AUM

$1.3B

Regulatory assets under management

Employees

2,809 client accounts

Services offered by BENSLER, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BENSLER, LLC →

Introduction

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Frequently Asked Questions

What services does James Richard Beatty offer?

James Richard Beatty specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BELLEVUE, Washington for a consultation.

What are James Richard Beatty's credentials?

James Richard Beatty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Richard Beatty located?

James Richard Beatty is based in BELLEVUE, Washington, working with BENSLER, LLC. Their office serves clients in the BELLEVUE metropolitan area and surrounding communities.

How does James Richard Beatty charge for services?

James Richard Beatty's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BENSLER, LLC?

BENSLER, LLC has approximately 34 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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