Unclaimed Profile

Katherine Lynette Brown

JOSS BROWN WEALTH ADVISORS GROUP LLC·WILLIAMSBURG, Virginia

Series 6, Series 63, Series 65Clean record22 years registeredJOSS BROWN WEALTH ADVISORS GROUP LLC

1321 JAMESTOWN ROAD, SUITE 201, WILLIAMSBURG, VA 23185CRD# 4311348Firm CRD# 324719

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Katherine Lynette Brown · WILLIAMSBURG, VA

Registration

CRD #4311348 · JOSS BROWN WEALTH ADVISORS GROUP LLC · 22 years registered

Brand Profile

Not yet started

Career History

JOSS BROWN WEALTH ADVISORS

Jan 2023 – present

JOSS BROWN WEALTH ADVISORS, LLC

Jul 2020 – Mar 2023

Newport News, VA

THE ADVISORY FIRM OF KATHERINE L.BROWN LIMITED LIABILITY COMPANY

Apr 2005 – Jul 2020

NEWPORT NEWS, VA

FINANCIAL SECURITY ADVISORY INC

May 2004 – Apr 2005

NEWPORT NEWS, VA

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · May 21, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JOSS BROWN WEALTH ADVISORS GROUP LLC

CRD 324719 · SEC 801-127223

AUM

$116M

Regulatory assets under management

Employees

490 client accounts

Services offered by JOSS BROWN WEALTH ADVISORS GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at JOSS BROWN WEALTH ADVISORS GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Katherine Lynette Brown offer?

Katherine Lynette Brown specializes in Financial Planning, Investment Management. Contact their office in WILLIAMSBURG, Virginia for a consultation.

What are Katherine Lynette Brown's credentials?

Katherine Lynette Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Katherine Lynette Brown located?

Katherine Lynette Brown is based in WILLIAMSBURG, Virginia, working with JOSS BROWN WEALTH ADVISORS GROUP LLC. Their office serves clients in the WILLIAMSBURG metropolitan area and surrounding communities.

How does Katherine Lynette Brown charge for services?

Katherine Lynette Brown's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JOSS BROWN WEALTH ADVISORS GROUP LLC?

JOSS BROWN WEALTH ADVISORS GROUP LLC has approximately 5 employees and manages $116M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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