Unclaimed Profile

Charles Phillip Lucy

BAY RIVERS GROUP, INC.·WILLIAMSBURG, Virginia

SIE, Series 6, Series 7, Series 63, Series 65CFPClean record29 years registeredBAY RIVERS GROUP, INC.

5107 CENTER STREET B1, WILLIAMSBURG, VA 23188CRD# 1603851Firm CRD# 290095

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Phillip Lucy · WILLIAMSBURG, VA

Registration

CRD #1603851 · BAY RIVERS GROUP, INC. · 29 years registered

Brand Profile

Not yet started

Career History

BAY RIVERS GROUP WEALTH PARTNERS

Mar 2018 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Dec 2006 – Mar 2018

WILLIAMSBURG, VA

CITIGROUP GLOBAL MARKETS INC.

Feb 2006 – Dec 2006

WILLIAMSBURG, VA

LEGG MASON WOOD WALKER INC

Sep 1996 – Feb 2006

WILLIAMSBURG, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · September 11, 1996

Years registered · 29

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BAY RIVERS GROUP, INC.

CRD 290095 · SEC 801-111951

AUM

$255M

Regulatory assets under management

Employees

810 client accounts

Services offered by BAY RIVERS GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BAY RIVERS GROUP, INC. →

Introduction

Speak with Charles

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Charles is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WILLIAMSBURG?

Browse all registered financial advisors in WILLIAMSBURG, Virginia or claim this profile if it's yours.

Browse WILLIAMSBURG Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Charles Phillip Lucy offer?

Charles Phillip Lucy specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WILLIAMSBURG, Virginia for a consultation.

What are Charles Phillip Lucy's credentials?

Charles Phillip Lucy holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Charles Phillip Lucy located?

Charles Phillip Lucy is based in WILLIAMSBURG, Virginia, working with BAY RIVERS GROUP, INC.. Their office serves clients in the WILLIAMSBURG metropolitan area and surrounding communities.

How does Charles Phillip Lucy charge for services?

Charles Phillip Lucy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BAY RIVERS GROUP, INC.?

BAY RIVERS GROUP, INC. has approximately 4 employees and manages $255M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →