Unclaimed Profile

Charles Phillip Lucy

BAY RIVERS GROUP, INC.·WILLIAMSBURG, Virginia

Clean recordBAY RIVERS GROUP, INC.

5107 CENTER STREET B1, WILLIAMSBURG, VA 23188CRD# 1603851Firm CRD# 290095

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Phillip Lucy · WILLIAMSBURG, VA

Registration

CRD #1603851 · BAY RIVERS GROUP, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Charles Phillip Lucy is a registered financial advisor based in WILLIAMSBURG, Virginia, affiliated with BAY RIVERS GROUP, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

BAY RIVERS GROUP, INC.

BAY RIVERS GROUP WEALTH PARTNERS

AUM

$255M

Regulatory assets under management

Employees

Total firm employees

View all advisors at BAY RIVERS GROUP, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 1603851

Firm CRD# 290095

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Charles Phillip Lucy offer?

Charles Phillip Lucy specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WILLIAMSBURG, Virginia for a consultation.

What are Charles Phillip Lucy's credentials?

Charles Phillip Lucy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Phillip Lucy located?

Charles Phillip Lucy is based in WILLIAMSBURG, Virginia, working with BAY RIVERS GROUP, INC.. Their office serves clients in the WILLIAMSBURG metropolitan area and surrounding communities.

How does Charles Phillip Lucy charge for services?

Charles Phillip Lucy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BAY RIVERS GROUP, INC.?

BAY RIVERS GROUP, INC. has approximately 4 employees and manages $255M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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