Unclaimed Profile

Mark Steven Waldman

WALDMAN FINANCIAL ADVISERS, LLC·VIENNA, Virginia

SIE, Series 7, Series 24, Series 63CFP28 years registeredWALDMAN FINANCIAL ADVISERS, LLC

501 CHURCH ST NE, VIENNA, VA 22180CRD# 1176523Firm CRD# 146763

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Steven Waldman · VIENNA, VA

Registration

CRD #1176523 · WALDMAN FINANCIAL ADVISERS, LLC · 28 years registered

Brand Profile

Not yet started

Career History

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Jan 2024 – present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Jan 2024 – Jan 2024

North Chesterfield, VA

WALDMAN FINANCIAL ADVISERS

May 2008 – Mar 2024

NORTH CHESTERFIELD, VA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Mar 2008 – May 2008

VIENNA, VA

SECURITIES AMERICA ADVISORS, INC.

Jul 1998 – Mar 2008

VIENNA, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · July 9, 1998

Years registered · 28

Professional designation · CFP

Disclosure History

1991Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WALDMAN FINANCIAL ADVISERS, LLC

CRD 146763 · SEC 801-118203

AUM

$104M

Regulatory assets under management

Employees

184 client accounts

Services offered by WALDMAN FINANCIAL ADVISERS, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WALDMAN FINANCIAL ADVISERS, LLC →

Introduction

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Frequently Asked Questions

What services does Mark Steven Waldman offer?

Mark Steven Waldman specializes in Investment Management, Fee-Only Advisory. Contact their office in VIENNA, Virginia for a consultation.

What are Mark Steven Waldman's credentials?

Mark Steven Waldman holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Mark Steven Waldman located?

Mark Steven Waldman is based in VIENNA, Virginia, working with WALDMAN FINANCIAL ADVISERS, LLC. Their office serves clients in the VIENNA metropolitan area and surrounding communities.

How does Mark Steven Waldman charge for services?

Mark Steven Waldman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WALDMAN FINANCIAL ADVISERS, LLC?

WALDMAN FINANCIAL ADVISERS, LLC has approximately 2 employees and manages $104M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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