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James Phillip Smist

DEAN CAPITAL INVESTMENTS MANAGEMENT, LLC·VIENNA, Virginia
Unclaimed Profile
8065 LEESBURG PIKE, VIENNA, VA 22182CRD# 6017294Firm CRD# 160375
01

About

James Phillip Smist is a registered financial advisor based in VIENNA, Virginia, affiliated with DEAN CAPITAL INVESTMENTS MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
DEAN CAPITAL INVESTMENTS MANAGEMENT, LLC
DEAN CAPITAL INVESTMENTS MANAGEMENT, LLC
AUM
$471M
Regulatory assets under management
Employees
34
Total firm employees
View all advisors at DEAN CAPITAL INVESTMENTS MANAGEMENT, LLC →
Services
Pension consulting
04

Background

Compensation
Other: EXPENSE REIMBURSEMENT
Regulatory
SEC/IARD CRD# 6017294
Firm CRD# 160375
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Phillip Smist offer?
James Phillip Smist specializes in Retirement Planning. Contact their office in VIENNA, Virginia for a consultation.
What are James Phillip Smist's credentials?
James Phillip Smist is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Phillip Smist located?
James Phillip Smist is based in VIENNA, Virginia, working with DEAN CAPITAL INVESTMENTS MANAGEMENT, LLC. Their office serves clients in the VIENNA metropolitan area and surrounding communities.
How does James Phillip Smist charge for services?
James Phillip Smist's firm is compensated through other: expense reimbursement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DEAN CAPITAL INVESTMENTS MANAGEMENT, LLC?
DEAN CAPITAL INVESTMENTS MANAGEMENT, LLC has approximately 34 employees and manages $471M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in VIENNA
William Kirk Taylor — KIRK CAPITAL ADVISORS LLCLindsay Garland Shetterly — GLASSMAN WEALTH SERVICES, LLCCharles Richard Cooke — ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLCCharles Cullum — SSB WEALTH MANAGEMENT, INC.Jacques [nmn] Rebibo — ATEGRA CAPITAL MANAGEMENT, LLC
Nearby cities in Virginia
RICHMOND (555)ARLINGTON (226)MCLEAN (211)CHARLOTTESVILLE (203)ALEXANDRIA (149)
City Guides
RICHMOND GuideARLINGTON GuideMCLEAN GuideCHARLOTTESVILLE GuideALEXANDRIA Guide
Research
Advisor Fees in VirginiaNational Fee Analysis
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