Unclaimed Profile

Charles Richard Cooke

ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLC·VIENNA, Virginia

SIE, Series 7, Series 63, Series 65CFPClean record20 years registeredALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLC

374 MAPLE AVENUE EAST, VIENNA, VA 22180CRD# 4061199Firm CRD# 313110

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Richard Cooke · VIENNA, VA

Registration

CRD #4061199 · ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLC · 20 years registered

Brand Profile

Not yet started

Career History

ALLEGIANCE FINANCIAL GROUP

Sep 2021 – present

ACORN FINANCIAL ADVISORY SERVICES, INC.

Nov 2015 – Oct 2021

Wilmington, NC

WOODBURY FINANCIAL SERVICES, INC.

Apr 2010 – Nov 2015

GOLDSBORO, NC

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Jul 2006 – May 2010

GOLDSBORO, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · July 18, 2006

Years registered · 20

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLC

CRD 313110 · SEC 801-122267

AUM

$419M

Regulatory assets under management

Employees

1,273 client accounts

Services offered by ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLC →

Introduction

Speak with Charles

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Charles is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in VIENNA?

Browse all registered financial advisors in VIENNA, Virginia or claim this profile if it's yours.

Browse VIENNA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Charles Richard Cooke offer?

Charles Richard Cooke specializes in Financial Planning, Investment Management. Contact their office in VIENNA, Virginia for a consultation.

What are Charles Richard Cooke's credentials?

Charles Richard Cooke holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Charles Richard Cooke located?

Charles Richard Cooke is based in VIENNA, Virginia, working with ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLC. Their office serves clients in the VIENNA metropolitan area and surrounding communities.

How does Charles Richard Cooke charge for services?

Charles Richard Cooke's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLC?

ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLC has approximately 10 employees and manages $419M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →