Unclaimed Profile

William Rufus Iii Yates

BB&T SECURITIES, LLC·RICHMOND, Virginia

SIE, Series 7, Series 24, Series 66Clean record16 years registeredBB&T SECURITIES, LLC

901 EAST BYRD STREET, RICHMOND, VA 23219CRD# 4515188Firm CRD# 142785

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Rufus Iii Yates · RICHMOND, VA

Registration

CRD #4515188 · BB&T SECURITIES, LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

Jan 2013 – Jan 2021

WINSTON-SALEM, NC

SCOTT & STRINGFELLOW, LLC

Oct 2009 – Jan 2013

WINSTON-SALEM, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · October 16, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BB&T SECURITIES, LLC

CRD 142785 · SEC 801-77145

AUM

$26.2B

Regulatory assets under management

Employees

1,833

64,869 client accounts

Services offered by BB&T SECURITIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BB&T SECURITIES, LLC →

Introduction

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Frequently Asked Questions

What services does William Rufus Iii Yates offer?

William Rufus Iii Yates specializes in Financial Planning, Investment Management, Wealth Management.

What are William Rufus Iii Yates's credentials?

William Rufus Iii Yates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Rufus Iii Yates located?

William Rufus Iii Yates is based in RICHMOND, Virginia, last registered with BB&T SECURITIES, LLC.

How does William Rufus Iii Yates charge for services?

William Rufus Iii Yates's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BB&T SECURITIES, LLC?

BB&T SECURITIES, LLC has approximately 1833 employees and manages $26.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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