Unclaimed Profile

Thomas Owen Herrick

CARY STREET PARTNERS ASSET MANAGEMENT LLC·RICHMOND, Virginia

SIE, Series 7, Series 63Clean record25 years registeredCARY STREET PARTNERS ASSET MANAGEMENT LLC

901 EAST BYRD STREET, RICHMOND, VA 23219CRD# 1449898Firm CRD# 289178

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Owen Herrick · RICHMOND, VA

Registration

CRD #1449898 · CARY STREET PARTNERS ASSET MANAGEMENT LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CARY STREET PARTNERS ASSET MANAGEMENT LLC

CARY STREET PARTNERS ASSET MANAGEMENT

Aug 2017 – Oct 2024

Richmond, VA

CARY STREET PARTNERS

Sep 2008 – Oct 2024

FREDERICKSBURG, VA

CITIGROUP GLOBAL MARKETS INC.

Feb 2006 – Sep 2008

WASHINGTON, DC

LEGG MASON WOOD WALKER INC

Jan 2001 – Feb 2006

FREDRICKSBURG, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · January 8, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CARY STREET PARTNERS ASSET MANAGEMENT LLC

CRD 289178 · SEC 801-110994

AUM

$1.5B

Regulatory assets under management

Employees

2,921 client accounts

Services offered by CARY STREET PARTNERS ASSET MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Nonprofits & Foundations

View all advisors at CARY STREET PARTNERS ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Owen Herrick offer?

Thomas Owen Herrick specializes in Investment Management, Wealth Management.

What are Thomas Owen Herrick's credentials?

Thomas Owen Herrick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Owen Herrick located?

Thomas Owen Herrick is based in RICHMOND, Virginia, last registered with CARY STREET PARTNERS ASSET MANAGEMENT LLC.

How does Thomas Owen Herrick charge for services?

Thomas Owen Herrick's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARY STREET PARTNERS ASSET MANAGEMENT LLC?

CARY STREET PARTNERS ASSET MANAGEMENT LLC has approximately 47 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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