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Margaret J Smith

CANAL CAPITAL MANAGEMENT, LLC·RICHMOND, Virginia
Series 65Clean record12 years registeredCANAL CAPITAL MANAGEMENT, LLC
9 SOUTH 5TH STREET, RICHMOND, VA 23219CRD# 5137450Firm CRD# 164971

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Margaret J Smith · RICHMOND, VA
Registration
CRD #5137450 · CANAL CAPITAL MANAGEMENT, LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

CANAL CAPITAL MANAGEMENT, LLC
Feb 2014 – present
HERITAGE WEALTH ADVISORS
Aug 2013 – Feb 2014
RICHMOND, VA
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · August 27, 2013
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CANAL CAPITAL MANAGEMENT, LLC
CRD 164971 · SEC 801-77036
AUM
$1.1B
Regulatory assets under management
Employees
10
1,781 client accounts
Services offered by CANAL CAPITAL MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at CANAL CAPITAL MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Margaret J Smith offer?
Margaret J Smith specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in RICHMOND, Virginia for a consultation.
What are Margaret J Smith's credentials?
Margaret J Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Margaret J Smith located?
Margaret J Smith is based in RICHMOND, Virginia, working with CANAL CAPITAL MANAGEMENT, LLC. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.
How does Margaret J Smith charge for services?
Margaret J Smith's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CANAL CAPITAL MANAGEMENT, LLC?
CANAL CAPITAL MANAGEMENT, LLC has approximately 10 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Everett Neil Gilliss
RICHMOND, VA
CFP
Craig David Truitt
RICHMOND, VA
Noah Charles Perry Greenbaum
RICHMOND, VA

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Research
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