Unclaimed Profile

Lucy Williams Hooper

DAVENPORT & COMPANY LLC·RICHMOND, Virginia

SIE, Series 5, Series 7, Series 24, Series 52, Series 52TO, Series 53, Series 63, Series 65, Series 99TO29 years registeredDAVENPORT & COMPANY LLC

ONE JAMES CENTER, RICHMOND, VA 23219CRD# 733228Firm CRD# 1588

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lucy Williams Hooper · RICHMOND, VA

Registration

CRD #733228 · DAVENPORT & COMPANY LLC · 29 years registered

Brand Profile

Not yet started

Career History

DAVENPORT & COMPANY LLC

Jan 1997 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 5

Series 7

Series 24

Series 52

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · January 16, 1997

Years registered · 29

Disclosure History

2007Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DAVENPORT & COMPANY LLC

CRD 1588 · SEC 801-13057

AUM

$19.3B

Regulatory assets under management

Employees

494

20,878 client accounts

Services offered by DAVENPORT & COMPANY LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at DAVENPORT & COMPANY LLC →

Introduction

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Frequently Asked Questions

What services does Lucy Williams Hooper offer?

Lucy Williams Hooper specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in RICHMOND, Virginia for a consultation.

What are Lucy Williams Hooper's credentials?

Lucy Williams Hooper is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lucy Williams Hooper located?

Lucy Williams Hooper is based in RICHMOND, Virginia, working with DAVENPORT & COMPANY LLC. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.

How does Lucy Williams Hooper charge for services?

Lucy Williams Hooper's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees, other: 12b-1 fees and/or shareholder servicing fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DAVENPORT & COMPANY LLC?

DAVENPORT & COMPANY LLC has approximately 494 employees and manages $19.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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