Unclaimed Profile

Joshua Steve Curtis

SPHINX INVESTMENTS LLC·RICHMOND, Virginia

SIE, Series 6, Series 6TO, Series 7TO, Series 63, Series 666 years registeredSPHINX INVESTMENTS LLC

919 EAST MAIN STREET, RICHMOND, VA 23219CRD# 6662061Firm CRD# 327836

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joshua Steve Curtis · RICHMOND, VA

Registration

CRD #6662061 · SPHINX INVESTMENTS LLC · 6 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SPHINX INVESTMENTS LLC

CONCURRENT INVESTMENT ADVISORS, LLC

Mar 2026 – Apr 2026

Richmond, VA

SPHINX INVESTMENTS LLC

Sep 2023 – Feb 2024

LEWES, DE

FOUNDATIONS INVESTMENT ADVISORS LLC

May 2021 – Jan 2025

MIDLOTHIAN, VA

MML INVESTORS SERVICES, LLC

Jan 2020 – May 2021

Richmond, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 6TO

Series 7TO

Series 63

Series 66

Registration record

First registered · January 13, 2020

Years registered · 6

Disclosure History

2026Civil·Final

2019Financial·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SPHINX INVESTMENTS LLC

CRD 327836 · SEC 801-130184

AUM

$13M

Regulatory assets under management

Employees

51 client accounts

Services offered by SPHINX INVESTMENTS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at SPHINX INVESTMENTS LLC →

Introduction

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Frequently Asked Questions

What services does Joshua Steve Curtis offer?

Joshua Steve Curtis specializes in Financial Planning, Investment Management.

What are Joshua Steve Curtis's credentials?

Joshua Steve Curtis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joshua Steve Curtis located?

Joshua Steve Curtis is based in RICHMOND, Virginia, last registered with SPHINX INVESTMENTS LLC.

How does Joshua Steve Curtis charge for services?

Joshua Steve Curtis's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPHINX INVESTMENTS LLC?

SPHINX INVESTMENTS LLC has approximately 1 employees and manages $13M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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