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John Ellis Flounders

ROSELINE CAPITOL ADVISORS, LLC·RICHMOND, Virginia
Series 65Clean record23 years registeredROSELINE CAPITOL ADVISORS, LLC
140 VIRGINIA ST., RICHMOND, VA 23219CRD# 4695261Firm CRD# 137604

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Ellis Flounders · RICHMOND, VA
Registration
CRD #4695261 · ROSELINE CAPITOL ADVISORS, LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

ROSELINE CAPITOL ADVISORS, LLC
Feb 2006 – present
KPMG INVESTMENT ADVISORS
Aug 2003 – Nov 2005
RICHMOND, VA
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · August 5, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ROSELINE CAPITOL ADVISORS, LLC
CRD 137604 · SEC 801-64868
AUM
$66M
Regulatory assets under management
Employees
5
44 client accounts
Services offered by ROSELINE CAPITOL ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ROSELINE CAPITOL ADVISORS, LLC →
Introduction

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05

Frequently Asked Questions

What services does John Ellis Flounders offer?
John Ellis Flounders specializes in Financial Planning, Investment Management. Contact their office in RICHMOND, Virginia for a consultation.
What are John Ellis Flounders's credentials?
John Ellis Flounders is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Ellis Flounders located?
John Ellis Flounders is based in RICHMOND, Virginia, working with ROSELINE CAPITOL ADVISORS, LLC. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.
How does John Ellis Flounders charge for services?
John Ellis Flounders's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROSELINE CAPITOL ADVISORS, LLC?
ROSELINE CAPITOL ADVISORS, LLC has approximately 5 employees and manages $66M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ROSELINE CAPITOL ADVISORS, LLC

James Weldon Copley
RICHMOND, VA
Beth P. Bradberry
RICHMOND, VA
James Vanmeter Duty
RICHMOND, VA

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