Unclaimed Profile

Denise Carol Peters

DAVENPORT & COMPANY LLC·RICHMOND, Virginia

SIE, Series 3, Series 7, Series 24, Series 53, Series 63, Series 65CFPClean record27 years registeredDAVENPORT & COMPANY LLC

ONE JAMES CENTER, RICHMOND, VA 23219CRD# 2985286Firm CRD# 1588

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Denise Carol Peters · RICHMOND, VA

Registration

CRD #2985286 · DAVENPORT & COMPANY LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DAVENPORT & COMPANY LLC

DAVENPORT & COMPANY LLC

Jul 2004 – Apr 2018

RICHMOND, VA

IFG ADVISORY SERVICES INC

Aug 2003 – Jan 2004

DENVER, CO

VESTAX SECURITIES CORPORATION

Aug 2003 – Dec 2003

DENVER, CO

MULTI-FINANCIAL SECURITIES CORPORATION

Apr 2001 – Jul 2004

DENVER, CO

BRADFORD FINANCIAL CENTER

Jan 1999 – Jan 2004

CLARION, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · January 1, 1999

Years registered · 27

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DAVENPORT & COMPANY LLC

CRD 1588 · SEC 801-13057

AUM

$19.3B

Regulatory assets under management

Employees

494

20,878 client accounts

Services offered by DAVENPORT & COMPANY LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at DAVENPORT & COMPANY LLC →

Introduction

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Frequently Asked Questions

What services does Denise Carol Peters offer?

Denise Carol Peters specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Denise Carol Peters's credentials?

Denise Carol Peters holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Denise Carol Peters located?

Denise Carol Peters is based in RICHMOND, Virginia, last registered with DAVENPORT & COMPANY LLC.

How does Denise Carol Peters charge for services?

Denise Carol Peters's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees, other: 12b-1 fees and/or shareholder servicing fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DAVENPORT & COMPANY LLC?

DAVENPORT & COMPANY LLC has approximately 494 employees and manages $19.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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