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Caroline Elizabeth Baronian

HERITAGE WEALTH ADVISORS, LLC·RICHMOND, Virginia
Clean record7 years registeredHERITAGE WEALTH ADVISORS, LLC
919 EAST MAIN STREET, RICHMOND, VA 23219CRD# 5935423Firm CRD# 137484

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Caroline Elizabeth Baronian · RICHMOND, VA
Registration
CRD #5935423 · HERITAGE WEALTH ADVISORS, LLC · 7 years registered
Brand Profile
Not yet started
01

Career History

HERITAGE WEALTH ADVISORS
Aug 2018 – present
02

Registrations & Exams

Registration record
First registered · August 30, 2018
Years registered · 7
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HERITAGE WEALTH ADVISORS, LLC
CRD 137484 · SEC 801-64803
AUM
$4.0B
Regulatory assets under management
Employees
35
1,493 client accounts
Services offered by HERITAGE WEALTH ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at HERITAGE WEALTH ADVISORS, LLC →
Introduction

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05

Frequently Asked Questions

What services does Caroline Elizabeth Baronian offer?
Caroline Elizabeth Baronian specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in RICHMOND, Virginia for a consultation.
What are Caroline Elizabeth Baronian's credentials?
Caroline Elizabeth Baronian is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Caroline Elizabeth Baronian located?
Caroline Elizabeth Baronian is based in RICHMOND, Virginia, working with HERITAGE WEALTH ADVISORS, LLC. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.
How does Caroline Elizabeth Baronian charge for services?
Caroline Elizabeth Baronian's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HERITAGE WEALTH ADVISORS, LLC?
HERITAGE WEALTH ADVISORS, LLC has approximately 35 employees and manages $4.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HERITAGE WEALTH ADVISORS, LLC

Sarah Christine Simmer
RICHMOND, VA
Steven Coles Henderson
RICHMOND, VA
Delores Ann Remo
RICHMOND, VA
John Gwyn Jordan
RICHMOND, VA
Martha Orr Proutt
RICHMOND, VA
Charles Thomas Hill
RICHMOND, VA

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Research
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