Unclaimed Profile

Brett Phelan Hawkins

THOMPSON SIEGEL & WALMSLEY LLC·RICHMOND, Virginia

Series 7Clean record20 years registeredTHOMPSON SIEGEL & WALMSLEY LLC

6641 WEST BROAD STREET, RICHMOND, VA 23230CRD# 3217250Firm CRD# 105726

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brett Phelan Hawkins · RICHMOND, VA

Registration

CRD #3217250 · THOMPSON SIEGEL & WALMSLEY LLC · 20 years registered

Brand Profile

Not yet started

Career History

THOMPSON SIEGEL & WALMSLEY LLC

Nov 2005 – present

Registrations & Exams

FINRA examinations passed

Series 7

Registration record

First registered · November 22, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THOMPSON SIEGEL & WALMSLEY LLC

CRD 105726 · SEC 801-6273

AUM

$20.8B

Regulatory assets under management

Employees

4,775 client accounts

Services offered by THOMPSON SIEGEL & WALMSLEY LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at THOMPSON SIEGEL & WALMSLEY LLC →

Introduction

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Frequently Asked Questions

What services does Brett Phelan Hawkins offer?

Brett Phelan Hawkins specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in RICHMOND, Virginia for a consultation.

What are Brett Phelan Hawkins's credentials?

Brett Phelan Hawkins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brett Phelan Hawkins located?

Brett Phelan Hawkins is based in RICHMOND, Virginia, working with THOMPSON SIEGEL & WALMSLEY LLC. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.

How does Brett Phelan Hawkins charge for services?

Brett Phelan Hawkins's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THOMPSON SIEGEL & WALMSLEY LLC?

THOMPSON SIEGEL & WALMSLEY LLC has approximately 68 employees and manages $20.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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