Unclaimed Profile

Raymond John Norton

NORTON CAPITAL MANAGEMENT, INC.·NORFOLK, Virginia

Series 5, Series 7, Series 24, Series 53, Series 63, Series 65Clean record33 years registeredNORTON CAPITAL MANAGEMENT, INC.

440 MONTICELLO AVENUE, NORFOLK, VA 23510-2670CRD# 824776Firm CRD# 110398

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Raymond John Norton · NORFOLK, VA

Registration

CRD #824776 · NORTON CAPITAL MANAGEMENT, INC. · 33 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NORTON CAPITAL MANAGEMENT, INC.

NORTON CAPITAL MANAGEMENT, INC.

Jul 1993 – May 2026

NORFOLK, VA

Registrations & Exams

FINRA examinations passed

Series 5

Series 7

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · July 13, 1993

Years registered · 33

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTON CAPITAL MANAGEMENT, INC.

CRD 110398 · SEC 801-111866

AUM

$133M

Regulatory assets under management

Employees

294 client accounts

Services offered by NORTON CAPITAL MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at NORTON CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Raymond John Norton offer?

Raymond John Norton specializes in Investment Management, Wealth Management.

What are Raymond John Norton's credentials?

Raymond John Norton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Raymond John Norton located?

Raymond John Norton is based in NORFOLK, Virginia, last registered with NORTON CAPITAL MANAGEMENT, INC..

How does Raymond John Norton charge for services?

Raymond John Norton's firm is compensated through percentage of aum, hourly charges, other: flat fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTON CAPITAL MANAGEMENT, INC.?

NORTON CAPITAL MANAGEMENT, INC. has approximately 4 employees and manages $133M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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