Unclaimed Profile

Katherine Clay Willis

PALLADIUM PARTNERS, LLC·NORFOLK, Virginia

Series 7, Series 63, Series 65Clean record24 years registeredPALLADIUM PARTNERS, LLC

999 WATERSIDE DRIVE, NORFOLK, VA 23510-3320CRD# 2050906Firm CRD# 145076

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Katherine Clay Willis · NORFOLK, VA

Registration

CRD #2050906 · PALLADIUM PARTNERS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

CERITY PARTNERS RETIREMENT PLAN CONSULTANTS

Jun 2022 – present

CERITY PARTNERS LLC

Jun 2022 – present

PALLADIUM REGISTERED INVESTMENT ADVISORS

Jan 2008 – Sep 2022

NORFOLK, VA

BB&T ASSET MANAGEMENT, INC.

Jun 2002 – Jan 2008

NORFOLK, VA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · June 13, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PALLADIUM PARTNERS, LLC

CRD 145076 · SEC 801-68408

AUM

$3.4B

Regulatory assets under management

Employees

2,579 client accounts

Services offered by PALLADIUM PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PALLADIUM PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Katherine Clay Willis offer?

Katherine Clay Willis specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NORFOLK, Virginia for a consultation.

What are Katherine Clay Willis's credentials?

Katherine Clay Willis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Katherine Clay Willis located?

Katherine Clay Willis is based in NORFOLK, Virginia, working with PALLADIUM PARTNERS, LLC. Their office serves clients in the NORFOLK metropolitan area and surrounding communities.

How does Katherine Clay Willis charge for services?

Katherine Clay Willis's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PALLADIUM PARTNERS, LLC?

PALLADIUM PARTNERS, LLC has approximately 31 employees and manages $3.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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