Unclaimed Profile

Charles Cody Christie

HERITAGE WEALTH MANAGEMENT GROUP, LTD·NORFOLK, Virginia

Series 7, Series 63, Series 6528 years registeredHERITAGE WEALTH MANAGEMENT GROUP, LTD

733 BOUSH STREET, NORFOLK, VA 23510-1501CRD# 2824068Firm CRD# 148459

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Cody Christie · NORFOLK, VA

Registration

CRD #2824068 · HERITAGE WEALTH MANAGEMENT GROUP, LTD · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HERITAGE WEALTH MANAGEMENT GROUP, LTD

HERITAGE WEALTH MANAGEMENT GROUP, LTD

Nov 2008 – Nov 2019

NORFOLK, VA

HIGHWAY FINANCIAL NETWORKS

Jan 2006 – Sep 2008

NORFOLK, VA

WACHOVIA SECURITIES FINANCIAL NETWORK, LLC

Feb 2005 – Jan 2006

NORFOLK, VA

CITIGROUP GLOBAL MARKETS INC.

Nov 1997 – May 2004

NORFOLK, VA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · November 5, 1997

Years registered · 28

Disclosure History

2008Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HERITAGE WEALTH MANAGEMENT GROUP, LTD

CRD 148459 · SEC 801-120938

AUM

$157M

Regulatory assets under management

Employees

537 client accounts

Services offered by HERITAGE WEALTH MANAGEMENT GROUP, LTD

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HERITAGE WEALTH MANAGEMENT GROUP, LTD →

Introduction

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Frequently Asked Questions

What services does Charles Cody Christie offer?

Charles Cody Christie specializes in Financial Planning, Investment Management.

What are Charles Cody Christie's credentials?

Charles Cody Christie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Cody Christie located?

Charles Cody Christie is based in NORFOLK, Virginia, last registered with HERITAGE WEALTH MANAGEMENT GROUP, LTD.

How does Charles Cody Christie charge for services?

Charles Cody Christie's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HERITAGE WEALTH MANAGEMENT GROUP, LTD?

HERITAGE WEALTH MANAGEMENT GROUP, LTD has approximately 5 employees and manages $157M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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