Unclaimed Profile

Kenneth Tod Mason

MASON & ASSOCIATES, LLC·NEWPORT NEWS, Virginia

SIE, Series 6, Series 7, Series 63, Series 6525 years registeredMASON & ASSOCIATES, LLC

2 BAYPORT WAY, NEWPORT NEWS, VA 23606CRD# 2062196Firm CRD# 307206

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth Tod Mason · NEWPORT NEWS, VA

Registration

CRD #2062196 · MASON & ASSOCIATES, LLC · 25 years registered

Brand Profile

Not yet started

Career History

MASON & ASSOCIATES, LLC

Sep 2020 – present

CENTAURUS FINANCIAL, INC.

Mar 2004 – Oct 2020

NEWPORT NEWS, VA

AXA ADVISORS, LLC

Jun 2001 – Aug 2003

HAMPTON, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · June 13, 2001

Years registered · 25

Disclosure History

2011Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MASON & ASSOCIATES, LLC

CRD 307206 · SEC 801-119343

AUM

$319M

Regulatory assets under management

Employees

1,311 client accounts

Services offered by MASON & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MASON & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does Kenneth Tod Mason offer?

Kenneth Tod Mason specializes in Financial Planning, Investment Management. Contact their office in NEWPORT NEWS, Virginia for a consultation.

What are Kenneth Tod Mason's credentials?

Kenneth Tod Mason is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kenneth Tod Mason located?

Kenneth Tod Mason is based in NEWPORT NEWS, Virginia, working with MASON & ASSOCIATES, LLC. Their office serves clients in the NEWPORT NEWS metropolitan area and surrounding communities.

How does Kenneth Tod Mason charge for services?

Kenneth Tod Mason's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MASON & ASSOCIATES, LLC?

MASON & ASSOCIATES, LLC has approximately 9 employees and manages $319M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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