Unclaimed Profile

Nancy Vu

OCTAGON FINANCIAL SERVICES INC·MCLEAN, Virginia

Series 65Clean record12 years registeredOCTAGON FINANCIAL SERVICES INC

7950 JONES BRANCH DRIVE, MCLEAN, VA 22102CRD# 6197413Firm CRD# 107335

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nancy Vu · MCLEAN, VA

Registration

CRD #6197413 · OCTAGON FINANCIAL SERVICES INC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OCTAGON FINANCIAL SERVICES INC

OFS

Nov 2013 – Sep 2023

MCLEAN, VA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · November 5, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OCTAGON FINANCIAL SERVICES INC

CRD 107335 · SEC 801-20076

AUM

$1.2B

Regulatory assets under management

Employees

2,279 client accounts

Services offered by OCTAGON FINANCIAL SERVICES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OCTAGON FINANCIAL SERVICES INC →

Introduction

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Frequently Asked Questions

What services does Nancy Vu offer?

Nancy Vu specializes in Financial Planning, Investment Management.

What are Nancy Vu's credentials?

Nancy Vu is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nancy Vu located?

Nancy Vu is based in MCLEAN, Virginia, last registered with OCTAGON FINANCIAL SERVICES INC.

How does Nancy Vu charge for services?

Nancy Vu's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OCTAGON FINANCIAL SERVICES INC?

OCTAGON FINANCIAL SERVICES INC has approximately 23 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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