Unclaimed Profile

Kimberly Anne Cox

WEST FINANCIAL SERVICES, INC.·MCLEAN, Virginia

Series 65Clean record23 years registeredWEST FINANCIAL SERVICES, INC.

2010 CORPORATE RIDGE ROAD, MCLEAN, VA 22102CRD# 2997281Firm CRD# 137497

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kimberly Anne Cox · MCLEAN, VA

Registration

CRD #2997281 · WEST FINANCIAL SERVICES, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WEST FINANCIAL SERVICES, INC.

WEST FINANCIAL SERVICES, INC.

Nov 2005 – Jul 2022

MCLEAN, VA

WEST FINANCIAL SERVICES INC

Jan 2003 – Nov 2005

MCLEAN, VA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 7, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEST FINANCIAL SERVICES, INC.

CRD 137497 · SEC 801-64834

AUM

$2.2B

Regulatory assets under management

Employees

2,442 client accounts

Services offered by WEST FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEST FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Kimberly Anne Cox offer?

Kimberly Anne Cox specializes in Financial Planning, Investment Management.

What are Kimberly Anne Cox's credentials?

Kimberly Anne Cox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kimberly Anne Cox located?

Kimberly Anne Cox is based in MCLEAN, Virginia, last registered with WEST FINANCIAL SERVICES, INC..

How does Kimberly Anne Cox charge for services?

Kimberly Anne Cox's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEST FINANCIAL SERVICES, INC.?

WEST FINANCIAL SERVICES, INC. has approximately 37 employees and manages $2.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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